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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-10 |
| TX | RA | APPROVED | 2025-11-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Planet Fitness | Dover | NH | 02/2024 | 04/2024 |
| Ymca | Charlotte | NC | 05/2021 | 08/2021 |
| Christ School | Arden | NC | 08/2016 | 05/2020 |
| Ratcliffe Golf Services | Charlotte | NC | 06/2022 | 08/2023 |
| University Of New Hampshire | Durham | NH | 08/2020 | 05/2024 |
| Fidelity Investments | Merrimack | NH | 01/2025 | 09/2025 |
| Mellow Mushroom | Charlotte | NC | 05/2020 | 07/2020 |
| The Vanguard Group, Inc. | Charlotte | NC | 10/2025 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 10/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 10/2025 | Present |
| Unemployed | Charlotte | NC | 05/2024 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-07 |
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