Heather Anne Allen

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 02/2024
  Disease Managment Netowrk
  Coral Gabels, FL
• 08/2013 → 08/2018
  Coral Academy Of Science
  Reno, NV
• 09/2022 → 07/2023
  Ashties Beach Shack
  Pismo Beach, CA
• 06/2022 → 09/2022
  Sunbuggy Fun Rentals
  Oceano, CA
• 09/2023 → 07/2024
  Bankers Life Securities, Inc
  San Luis Obispo, CA
• 09/2022 → 07/2024
  Bankers Life & Casualty, Inc
  San Luis Obispo, CA
• 07/2024 → 11/2024
  Pruco Securities Llc
  Sherman Oaks, CA
• 09/2024 → Present
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2024-08-06 → 2024-11-14
  Pruco Securities, Llc.
  Sherman Oaks, CA

Other Businesses

1) 12/02/2024- Beach Life Financial & Insurance Services- Health Insurance- Non-Variable Insurance- INV Related- Sherman Oaks, CA- Start Date 04/10/2022- 10hrs/mth- 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-09
• S63 Uniform Securities Agent State Law Examination
  2023-09-22

Other Names

• Heather Anne Toepfer