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Jordan Shapiro

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Encino, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
CA RA APPROVED 2023-09-27
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • CA RA
    APPROVED
    Since 2023-09-27

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Woodland Hills CA 08/2023 Present
Pennymac Westlake Village CA 03/2021 07/2022
Dignified Home Loans Westlake Village CA 03/2020 03/2021
Arizona State University Tempe AZ 08/2015 04/2019
Ebay Westlake Village CA 01/2012 Present
  • 08/2023 → Present
    Wells Fargo Clearing Services, Llc
    Woodland Hills, CA
  • 03/2021 → 07/2022
    Pennymac
    Westlake Village, CA
  • 03/2020 → 03/2021
    Dignified Home Loans
    Westlake Village, CA
  • 08/2015 → 04/2019
    Arizona State University
    Tempe, AZ
  • 01/2012 → Present
    Ebay
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
  • S66 Uniform Combined State Law Examination
    2023-04-04

View on SEC IAPD

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Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
JEFFREY ALAN HARWOOD

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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