Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-05 |
| CA | RA | APPROVED | 2024-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Los Angeles | CA | 08/2023 | 04/2024 |
| Massmutual Life Insurance Co | Los Angeles | CA | 08/2023 | 04/2024 |
| Lenox Advisors | Los Angeles | CA | 08/2023 | 04/2024 |
| University Of California, Berkeley | Berkeley | CA | 08/2019 | 05/2023 |
| Uemployed | Irvine | CA | 05/2023 | 08/2023 |
| Families Together Of Orange County Community Health Center | Irvine | CA | 06/2016 | 12/2022 |
| Hmart | Irvine | CA | 12/2020 | 08/2021 |
| Jc Group International Inc | Irvine | CA | 04/2019 | 08/2019 |
| Pby Development Inc | Irvine | CA | 02/2019 | 04/2019 |
| J.P. Morgan Securities Llc | Irvine | CA | 06/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 06/2024 | Present |
| Unemployed | Irvine | CA | 05/2024 | 05/2024 |
| Neaumix Fit | Irvine | CA | 11/2024 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-07 |
Reach out to this advisor