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1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-04-17 |
Branch Locations
417 S 2Nd St Ste D-101, Leavenworth, KS 66048 • United States
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Weston, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Brokerage Services | Fort Worth | TX | 08/2023 | 04/2024 |
| United States Army | Joint Base Lewis-Mcchord | WA | 10/2020 | 12/2023 |
| United States Army | Fort Leavenworth | KS | 07/2019 | 10/2020 |
| United States Army | Fort Sill | OK | 03/2016 | 06/2017 |
| United States Army | Fort Hood | TX | 06/2017 | 07/2019 |
| First Command Brokerage Services | Fort Worth | TX | 04/2024 | Present |
| First Command Advisory Services | Fort Worth | TX | 04/2024 | Present |
| First Command Insurance Services | Fort Worth | TX | 04/2024 | Present |
(1) Name of the other business: Pony Express Advisors (PEA), LLC Whether the business is investment-related: Yes Address of the other business: 417 S. 2nd Street, Leavenworth, KS 66048 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Member The start date of your relationship: Jan 16, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 6 to 10 Briefly describe your duties relating to the other business: The business purpose of the Company shall be to obtain and provide office space/real estate, equipment, office support staff and other necessary items to support and facilitate the business operations of First Command Independent Contractor Financial Advisors. (2) Name of the other business: Dan LaBar Financial Consulting, LLC Whether the business is investment-related: Yes Address of the other business: Weston, MO Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Jun 30, 2025 The approximate number of hours/month you devote to the other business: 6 to 10 The number of hours you devote to the other business during securities trading hours: 6 to 10 Briefly describe your duties relating to the other business: I am the owner and sole member of this LLC which was established to support and facilitate my business operations as a First Command Independent Contractor and Financial Advisor. I am not compensated by this outside business, rather the business will use my commissions and compensation to pay the salaries of any employees and other business expenses related to my role as Independent Contractor Financial Advisor. (3) Name of the other business: American Legion Post 501 Whether the business is investment-related: No Address of the other business: American Legion - Weston Post 501, P.O. Box 211, Weston, MO 64098 Nature of the other business: Community Activity Your position, title, or relationship with the other business: Chief Financial Officer The start date of your relationship: Sep 23, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Responsible for the custody and management of the assets of the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-26 |
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