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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-07 |
Branch Locations
559 West Uwchlan Ave., Ste. 220, Exton, PA 19341 • United States
Phoenixville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 08/2023 | 11/2024 |
| Citadel Federal Credit Union | Chester Springs | PA | 08/2023 | 11/2024 |
| Citadel Federal Credit Union | Phoenixville | PA | 10/2021 | 08/2023 |
| Td Bank | Westtown | PA | 04/2021 | 10/2021 |
| Td Bank | East Goshen | PA | 06/2020 | 04/2021 |
| Full Time Education | West Chester | PA | 08/2019 | 06/2020 |
| Zoup! | Exton | PA | 09/2019 | 03/2020 |
| Applebee's | West Chester | PA | 09/2019 | 09/2019 |
| West Chester Diner | West Chester | PA | 09/2019 | 09/2019 |
| Applebee's | Quakertown | PA | 06/2019 | 08/2019 |
| Red Robin | Bartonsville | PA | 11/2018 | 05/2019 |
| Full Time Education | East Stroudsburg | PA | 08/2017 | 05/2019 |
| Kohl's | Bartonsville | PA | 08/2018 | 11/2018 |
| Waynesborough Country Club | Paoli | PA | 05/2018 | 08/2018 |
| Kohl's | Bartonsville | PA | 10/2017 | 05/2018 |
| Full Time Education | Southern Lehigh | PA | 08/2015 | 06/2017 |
| Unemployed | Coopersburg | PA | 08/2013 | 10/2017 |
| Doordash | Phoenixville | PA | 01/2020 | 09/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
1. PLAN AND PROSPER FINANCIAL PARTNERS, LLC, 29 Woodland Dr, Downingtown PA 19335, United States, 11/27/2024, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. CAPTURED BY COOPER, 131 BRIDGE ST APT 2414, PHOENIXVILLE PA 19460, 06/03/2026, OWNER, 1099, NIR, 10 HR/MO - 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-22 |
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