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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-07
  • PA RA
    APPROVED
    Since 2025-05-07

Branch Locations

559 West Uwchlan Ave., Ste. 220, Exton, PA 19341 • United States

Phoenixville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 08/2023 11/2024
Citadel Federal Credit Union Chester Springs PA 08/2023 11/2024
Citadel Federal Credit Union Phoenixville PA 10/2021 08/2023
Td Bank Westtown PA 04/2021 10/2021
Td Bank East Goshen PA 06/2020 04/2021
Full Time Education West Chester PA 08/2019 06/2020
Zoup! Exton PA 09/2019 03/2020
Applebee's West Chester PA 09/2019 09/2019
West Chester Diner West Chester PA 09/2019 09/2019
Applebee's Quakertown PA 06/2019 08/2019
Red Robin Bartonsville PA 11/2018 05/2019
Full Time Education East Stroudsburg PA 08/2017 05/2019
Kohl's Bartonsville PA 08/2018 11/2018
Waynesborough Country Club Paoli PA 05/2018 08/2018
Kohl's Bartonsville PA 10/2017 05/2018
Full Time Education Southern Lehigh PA 08/2015 06/2017
Unemployed Coopersburg PA 08/2013 10/2017
Doordash Phoenixville PA 01/2020 09/2021
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2024 Present
  • 08/2023 → 11/2024
    Cuso Financial Services, Lp
    San Diego, CA
  • 08/2023 → 11/2024
    Citadel Federal Credit Union
    Chester Springs, PA
  • 10/2021 → 08/2023
    Citadel Federal Credit Union
    Phoenixville, PA
  • 04/2021 → 10/2021
    Td Bank
    Westtown, PA
  • 06/2020 → 04/2021
    Td Bank
    East Goshen, PA
  • 08/2019 → 06/2020
    Full Time Education
    West Chester, PA
  • 09/2019 → 03/2020
    Zoup!
    Exton, PA
  • 09/2019 → 09/2019
    Applebee's
    West Chester, PA
  • 09/2019 → 09/2019
    West Chester Diner
    West Chester, PA
  • 06/2019 → 08/2019
    Applebee's
    Quakertown, PA
  • 11/2018 → 05/2019
    Red Robin
    Bartonsville, PA
  • 08/2017 → 05/2019
    Full Time Education
    East Stroudsburg, PA
  • 08/2018 → 11/2018
    Kohl's
    Bartonsville, PA
  • 05/2018 → 08/2018
    Waynesborough Country Club
    Paoli, PA
  • 10/2017 → 05/2018
    Kohl's
    Bartonsville, PA
  • 08/2015 → 06/2017
    Full Time Education
    Southern Lehigh, PA
  • 08/2013 → 10/2017
    Unemployed
    Coopersburg, PA
  • 01/2020 → 09/2021
    Doordash
    Phoenixville, PA
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2025 → Present
    Fairfield, IA
  • 11/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1. PLAN AND PROSPER FINANCIAL PARTNERS, LLC, 29 Woodland Dr, Downingtown PA 19335, United States, 11/27/2024, W2 Employee, INV REL, 160 HR/MO - 160 HR/MO TRADING 2. CAPTURED BY COOPER, 131 BRIDGE ST APT 2414, PHOENIXVILLE PA 19460, 06/03/2026, OWNER, 1099, NIR, 10 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-02
S63 Uniform Securities Agent State Law Examination 2024-01-22
  • S65 Uniform Investment Adviser Law Examination
    2025-05-02
  • S63 Uniform Securities Agent State Law Examination
    2024-01-22

View on SEC IAPD

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