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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-11-04 |
Branch Locations
Louisville, KY • United States
9405 Mill Brook Rd Ste 101, Louisville, KY 40223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Louisville | KY | 08/2023 | 04/2024 |
| Dpl Financial Partners | Louisville | KY | 06/2022 | 08/2022 |
| Indiana University | Bloomington | IN | 08/2022 | 05/2023 |
| Indiana University | Bloomington | IN | 08/2021 | 05/2022 |
| Commonwealth Bank & Trust | Louisville | KY | 05/2021 | 08/2021 |
| Indiana University | Bloomington | IN | 08/2020 | 05/2021 |
| The Home Depot | Louisville | KY | 05/2020 | 08/2020 |
| Standard Country Club | Louisville | KY | 05/2020 | 08/2020 |
| Full-Time Education | Louisville | KY | 08/2006 | 05/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 10/2024 | Present |
| Unemployed | Louisville | KY | 05/2024 | 09/2024 |
Outside Employment; CCC1989 LLC; Associate Financial Advisor; Manage advisory business; 9405 Mill Brook Rd Ste 1, , Louisville, KY, 40223; Investment-Related; 01/07/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-10 |
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