Elizabeth Paxson Neal

Mml Investors Services, LLC

CRD 7796509

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2024-07-25

GA RA
APPROVED

Since 2024-07-25

Branch Locations

1075 Peachtree Street Ne Suite 2150, Atlanta, GA 30309 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Atlanta	GA	02/2024	Present
University Of Alabama	Tuscaloosa	AL	08/2019	08/2023
Mml Investors Services, Llc	Atlanta	GA	08/2023	Present
The Lovett School	Atlanta	GA	02/2014	08/2019

02/2024 → Present

Massmutual Life Insurance Co

Atlanta, GA
08/2019 → 08/2023

University Of Alabama

Tuscaloosa, AL
08/2023 → Present

Mml Investors Services, Llc

Atlanta, GA
02/2014 → 08/2019

The Lovett School

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-12

S66 Uniform Combined State Law Examination

2024-07-12

View on SEC IAPD

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