Emily Carroll

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-12-21
WA	RA	APPROVED	2023-12-21

TX RA
APPROVED

Since 2023-12-21
WA RA
APPROVED

Since 2023-12-21

Branch Locations

5425 Nw Fisher Creek Dr, Camas, WA 98607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	11/2020	Present
Hilton Hotels And Resorts	Portland	OR	07/2015	02/2020
Atrium Cafe	Pullman	WA	12/2011	Present

11/2020 → Present

Fisher Investments

Camas, WA
07/2015 → 02/2020

Hilton Hotels And Resorts

Portland, OR
12/2011 → Present

Atrium Cafe

Pullman, WA

Other Businesses

the name of the other business;Division Rentals LLC whether the business is investment-related;No the address of the other business;1435 Division St, Camas WA 98607 the nature of the other business;Industrial Boiler Equipment Rentals your position;Owner title, or relationship with the other business;Owner the start date of your relationship;05/14/2024 the approximate number of hours/month you devote to the other business;1 the number of hours you devote to the other business during securities trading hours;0 and briefly describe your duties relating to the other business;Owner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-12-21

S65 Uniform Investment Adviser Law Examination

2023-12-21

View on SEC IAPD