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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-06
TX RA APPROVED 2023-09-06
  • IL RA
    APPROVED
    Since 2023-09-06
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 08/2023 Present
First Trust Advisors L.P. Wheaton IL 08/2023 Present
Primary Residential Mortgage, Inc. Miami FL 01/2023 08/2023
Mint Mortgage Miami FL 03/2021 01/2023
Flanigans Seafood Bar & Grill Miami FL 10/2018 03/2021
Frankies Pizza Miami FL 06/2016 10/2018
  • 08/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2023 → Present
    Wheaton, IL
  • 01/2023 → 08/2023
    Primary Residential Mortgage, Inc.
    Miami, FL
  • 03/2021 → 01/2023
    Mint Mortgage
    Miami, FL
  • 10/2018 → 03/2021
    Flanigans Seafood Bar & Grill
    Miami, FL
  • 06/2016 → 10/2018
    Frankies Pizza
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25

View on SEC IAPD

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