Erin Sue Lane

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 06/2024
  T. Rowe Price
  Colorado Springs, CO
• 01/2025 → 11/2025
  Lincoln Investment
  Fort Washington, PA
• 06/2024 → 01/2025
  T. Rowe Price
  Owings Mills, MD
• 01/2025 → 11/2025
  Shepherd Financial
  Carmel, IN
• 01/2025 → 11/2025
  Shepherd Financial Investment Advisory Llc
  Carmel, IN
• 12/2025 → Present
  Principal Securities, Inc.
  Des Moines, IA
• 12/2025 → Present
  Principal Life Insurance Company
  Nashville, IN

Previous Registrations

• 2025-01-28 → 2025-12-23
  Lincoln Investment
  Carmel, IN
  Palm Beach Gardens, FL
• 2025-02-25 → 2025-12-03
  Shepherd Financial Investment Advisory Llc
  Carmel, IN
• 2015-07-20 → 2024-07-09
  T. Rowe Price Advisory Services, Inc.
  Colorado Springs, CO
  Nashville, IN
• 2004-08-27 → 2013-08-27
  Principal Securities, Inc.
  Downers Grove, IL
  Des Moines, IA
  Cleveland, OH
  Omaha, NE
  Des Moines, IA
  Lombard, IL
  Omaha, NE
  Cleveland, OH

Exams

• S66 Uniform Combined State Law Examination
  2007-04-05
• S63 Uniform Securities Agent State Law Examination
  2001-07-18

Other Names

• Erin Sue Bridgewater
• Erin Lane