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6154 Innovation Way, Carlsbad, CA 92009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2023 | Present |
| 49 Wealth Management | Los Angeles | CA | 08/2023 | 10/2023 |
| Borellis Pizza And Italian Food | Encinitas | CA | 09/2018 | 06/2021 |
| University Of California, Berkeley | Berkeley | CA | 06/2021 | 08/2023 |
| Student- Diegueno Middle School And La Costa Canyon High School | Carlsbad | CA | 08/2013 | 08/2018 |
| Seaside Wealth Management, Inc. | Carlsbad | CA | 10/2023 | Present |
1) 49 Wealth Management. Investment Related. At registered location. RIA. Financial Professional. 08/2023. Hrs/month 160 all during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At registered location. Fixed/Traditional Insurance. Agent. 08/2023. Hrs/month 4 all during trading hours. Sales of fixed/traditional insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-07-10 |
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