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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-20 |
Branch Locations
N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States
1 Mid America Plaza Suite 222, Oakbrook Terrace, IL 60181 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Red Robin | West Chester | OH | 10/2007 | 05/2022 |
| Brickhouse | Chicago | IL | 03/2023 | 09/2023 |
| Comey And Shepherd | Cincinnati | OH | 03/2021 | 02/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2023 | 06/2024 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 09/2023 | 06/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2024 | 06/2024 |
| Mutual Of Omaha Investor Services | Rosemont | IL | 07/2024 | Present |
| Mutual Of Omaha Insurance Company | Rosemont | IL | 07/2024 | Present |
Insurance Agent- start date: 07/2024- Non-investment related- Insurance lines of business: Life, Health, Annuities; 40 hrs/per week during trading hours: 9-4 MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
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