Best Investors Account Sign in

Celine Joy Waxham

Rockefeller Financial LLC

Dallas, TX

Claim This Profile
Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-10
  • TX RA
    APPROVED
    Since 2025-09-10

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc Dallas TX 08/2023 09/2025
Moxie's Houston TX 06/2023 07/2023
Dallas Area Rape Crisis Center Dallas TX 01/2023 05/2023
Hg Sply Co Fort Worth TX 02/2022 09/2022
Episcopal High School Houston TX 07/2015 06/2019
Texas Christian University Fort Worth TX 07/2019 05/2023
Rockefeller Financial Llc Dallas TX 09/2025 Present
  • 08/2023 → 09/2025
    Equitable Advisors, Llc
    Dallas, TX
  • 06/2023 → 07/2023
    Moxie's
    Houston, TX
  • 01/2023 → 05/2023
    Dallas Area Rape Crisis Center
    Dallas, TX
  • 02/2022 → 09/2022
    Hg Sply Co
    Fort Worth, TX
  • 07/2015 → 06/2019
    Episcopal High School
    Houston, TX
  • 07/2019 → 05/2023
    Texas Christian University
    Fort Worth, TX
  • 09/2025 → Present
    Rockefeller Financial Llc
    Dallas, TX
Previous Registrations
Other Businesses

1. ROVER; 787 11TH AVE, NEW YORK, NY 10019; DOG SITTER; START 7/18/2024; APPROX 48 HOURS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-10
  • S66 Uniform Combined State Law Examination
    2023-11-10
Other Names
  • Celine Joy Waxham
  • Celine Waxham

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL
PRIME SENTRY WEALTH MANAGEMENT LLC
OPENAIR FINANCIAL, LLC
GENEOS WEALTH MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry
CHESTER ANDERSON
EARL JEFFERSON
THOMAS MARC YOUNG
RYAN YANCY MULLIN
Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor