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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-10 |
| NC | RA | APPROVED | 2025-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Charlotte | NC | 08/2023 | 02/2025 |
| Unemployed | Charlotte | NC | 01/2023 | 07/2023 |
| East Carolina University | Greenville | NC | 08/2021 | 07/2022 |
| East Carolina University | Greenville | NC | 08/2017 | 05/2021 |
| South Point High School | Belmont | NC | 08/2013 | 07/2017 |
| Tristate Financial Advisors | Charlotte | NC | 05/2024 | 02/2025 |
| The Vanguard Group, Inc. | Charlotte | NC | 07/2025 | Present |
| Unemployed | Charlotte | NC | 02/2025 | 06/2025 |
| East Carolina University | Charlotte | NC | 08/2022 | 12/2022 |
| Vanguard Marketing Corporation | Charlotte | NC | 07/2025 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-05-11 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-25 |
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