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Current Employers
Bbva Global Wealth Advisors, Inc.

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-14
  • TX RA
    APPROVED
    Since 2026-01-14

Branch Locations

1980 Post Oak Blvd Floor 10, Houston, TX 77056 • United States

501 Brickell Key Drive Suite 601, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantumleaf Software Coconut Creek FL 04/2022 08/2023
Chippin Llc Clarendon VA 09/2021 04/2022
Unemployed Los Angeles CA 03/2020 09/2021
Quantumleaf Software Coconut Creek FL 12/2019 03/2020
Capaxia Llc Mexico City 11/2018 12/2019
Atlantic Specialty Coffee Roasters Mexico City 12/2017 11/2018
Quantumleaf Software Coconut Creek FL 06/2017 12/2017
Johns Hopkins University Baltimore MD 08/2015 06/2017
Northwestern Mutual Life Insurance Company Los Angeles CA 08/2023 10/2024
Northwestern Mutual Investment Services Llc Los Angeles CA 08/2023 10/2024
Massmutual Life Insurance Co Los Angeles CA 11/2024 10/2025
Mml Investors Services, Llc Los Angeles CA 03/2025 10/2025
Unemployed Los Angeles CA 11/2025 01/2026
Bbva Global Wealth Advisors, Inc. Houston TX 01/2026 Present
  • 04/2022 → 08/2023
    Quantumleaf Software
    Coconut Creek, FL
  • 09/2021 → 04/2022
    Chippin Llc
    Clarendon, VA
  • 03/2020 → 09/2021
    Unemployed
    Los Angeles, CA
  • 12/2019 → 03/2020
    Quantumleaf Software
    Coconut Creek, FL
  • 11/2018 → 12/2019
    Capaxia Llc
    Mexico City
  • 12/2017 → 11/2018
    Atlantic Specialty Coffee Roasters
    Mexico City
  • 06/2017 → 12/2017
    Quantumleaf Software
    Coconut Creek, FL
  • 08/2015 → 06/2017
    Johns Hopkins University
    Baltimore, MD
  • 08/2023 → 10/2024
    Northwestern Mutual Life Insurance Company
    Los Angeles, CA
  • 08/2023 → 10/2024
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 11/2024 → 10/2025
    Massmutual Life Insurance Co
    Los Angeles, CA
  • 03/2025 → 10/2025
    Mml Investors Services, Llc
    Los Angeles, CA
  • 11/2025 → 01/2026
    Unemployed
    Los Angeles, CA
  • 01/2026 → Present
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-29
  • S66 Uniform Combined State Law Examination
    2025-07-29
Other Names
  • Mauricio Serpa
  • Mo Serpa

View on SEC IAPD

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