Mauricio Serpa

Employer firm

Bbva Global Wealth Advisors, Inc. CRD 327326

$1.36B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → 08/2023
  Quantumleaf Software
  Coconut Creek, FL
• 09/2021 → 04/2022
  Chippin Llc
  Clarendon, VA
• 03/2020 → 09/2021
  Unemployed
  Los Angeles, CA
• 12/2019 → 03/2020
  Quantumleaf Software
  Coconut Creek, FL
• 11/2018 → 12/2019
  Capaxia Llc
  Mexico City
• 12/2017 → 11/2018
  Atlantic Specialty Coffee Roasters
  Mexico City
• 06/2017 → 12/2017
  Quantumleaf Software
  Coconut Creek, FL
• 08/2015 → 06/2017
  Johns Hopkins University
  Baltimore, MD
• 08/2023 → 10/2024
  Northwestern Mutual Life Insurance Company
  Los Angeles, CA
• 08/2023 → 10/2024
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA
• 11/2024 → 10/2025
  Massmutual Life Insurance Co
  Los Angeles, CA
• 03/2025 → 10/2025
  Mml Investors Services, Llc
  Los Angeles, CA
• 11/2025 → 01/2026
  Unemployed
  Los Angeles, CA
• 01/2026 → Present
  Bbva Global Wealth Advisors, Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2025-07-29

Other Names

• Mauricio Serpa
• Mo Serpa