Owen Christian Peterson

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-30
MN	RA	APPROVED	2023-09-28

TX RA
APPROVED

Since 2023-10-30
MN RA
APPROVED

Since 2023-09-28

Branch Locations

30 E 7Th St, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Saint Paul	MN	09/2021	Present
Rosemount High School	Rosemount	MN	08/2013	06/2017
University Of Minnesota Morris	Morris	MN	08/2017	06/2021
Von Hanson's Meats	Rosemount	MN	10/2015	04/2017
Hartigan Lawn And Landscaping	Inver Grove Heights	MN	04/2017	08/2017
Hartigan Lawn And Landscaping	Inver Grove Heights	MN	06/2018	08/2018
Hartigan Lawn And Landscaping	Inver Grove Heights	MN	06/2019	07/2019
O'REilly Auto Parts	Morris	MN	10/2019	04/2021
Unemployed	Inver Grove Heights	MN	06/2021	07/2021
Securian Financial	Saint Paul	MN	07/2021	09/2021
Bank Of America, N.A.	Saint Paul	MN	08/2023	Present

09/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Paul, MN
08/2013 → 06/2017

Rosemount High School

Rosemount, MN
08/2017 → 06/2021

University Of Minnesota Morris

Morris, MN
10/2015 → 04/2017

Von Hanson's Meats

Rosemount, MN
04/2017 → 08/2017

Hartigan Lawn And Landscaping

Inver Grove Heights, MN
06/2018 → 08/2018

Hartigan Lawn And Landscaping

Inver Grove Heights, MN
06/2019 → 07/2019

Hartigan Lawn And Landscaping

Inver Grove Heights, MN
10/2019 → 04/2021

O'REilly Auto Parts

Morris, MN
06/2021 → 07/2021

Unemployed

Inver Grove Heights, MN
07/2021 → 09/2021

Securian Financial

Saint Paul, MN
08/2023 → Present

Bank Of America, N.A.

Saint Paul, MN

Other Businesses

I*968287, Entity Type: Entity For Profit, Name of OBA: Peterson Panfish Plastics, Address: Inver Grove Heights, Minnesota 55077, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 08/31/2022, No Hours: 10, No Hours during trading: 0, Duties: Selling homemade plastic fishing baits

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-30

S66 Uniform Combined State Law Examination

2023-05-30