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Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-17
TX RA APPROVED 2025-01-16
  • CA RA
    APPROVED
    Since 2025-01-17
  • TX RA
    APPROVED
    Since 2025-01-16

Branch Locations

580 California Street Suite 2000, San Francisco, CA 94104 • United States

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 08/2023 01/2025
Stepstone Group Lp San Diego CA 06/2022 08/2022
University Of San Diego San Diego CA 08/2019 05/2023
Innovatech Associates Evergreen CO 06/2019 Present
N/A Evergreen CO 01/2013 06/2019
Ashton Thomas Private Wealth, Llc Scottsdale AZ 01/2025 Present
Ashton Thomas Securities, Llc Rochester NY 01/2025 Present
Quantum Portfolio Management New York NY 06/2026 Present
  • 08/2023 → 01/2025
    San Francisco, CA
  • 06/2022 → 08/2022
    Stepstone Group Lp
    San Diego, CA
  • 08/2019 → 05/2023
    University Of San Diego
    San Diego, CA
  • 06/2019 → Present
    Innovatech Associates
    Evergreen, CO
  • 01/2013 → 06/2019
    N/A
    Evergreen, CO
  • 01/2025 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 01/2025 → Present
    Ashton Thomas Securities, Llc
    Rochester, NY
  • 06/2026 → Present
    Quantum Portfolio Management
    New York, NY
Previous Registrations
Other Businesses

1) INNOVATECH ASSOCIATES ROCKY MOUNTAINS, NOT INV RELATED; 2721 INTERLOCKEN DRIVE, EVERGREEN, CO 80439; TECHNOLOGY SALES; ANALYST; 6/1/2022; 3 HOURS/MONTH, ZERO HOURS DURING TRADING, ASSITING IN TECHNOLOGY SUPPORT FOR FAMILY TECHNOLOGY SALES COMPANY. 2) ASHTON THOMAS PRIVATE WEALTH, LLC; YES-INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; REGISTERED ASSOCIATE; 01/16/2025; 40 HOURS/WEEK. 3) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; REGISTERED ASSOCIATE; 01/2025 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. 4) Quantum Portfolio Management; Investment Related; New York, New York; Portfolio management services; Investment Consultant; 06/2026; assisting in development of investment models, portfolio management, and system integration; 2 Hours/Month during trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13
Other Names
  • Jack Lauritano

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