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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED | 2025-01-16 |
Branch Locations
580 California Street Suite 2000, San Francisco, CA 94104 • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 08/2023 | 01/2025 |
| Stepstone Group Lp | San Diego | CA | 06/2022 | 08/2022 |
| University Of San Diego | San Diego | CA | 08/2019 | 05/2023 |
| Innovatech Associates | Evergreen | CO | 06/2019 | Present |
| N/A | Evergreen | CO | 01/2013 | 06/2019 |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 01/2025 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 01/2025 | Present |
| Quantum Portfolio Management | New York | NY | 06/2026 | Present |
1) INNOVATECH ASSOCIATES ROCKY MOUNTAINS, NOT INV RELATED; 2721 INTERLOCKEN DRIVE, EVERGREEN, CO 80439; TECHNOLOGY SALES; ANALYST; 6/1/2022; 3 HOURS/MONTH, ZERO HOURS DURING TRADING, ASSITING IN TECHNOLOGY SUPPORT FOR FAMILY TECHNOLOGY SALES COMPANY. 2) ASHTON THOMAS PRIVATE WEALTH, LLC; YES-INVESTMENT RELATED; 8605 EAST RAINTREE DRIVE, SUITE 280, SCOTTSDALE, AZ 85260; INVESTMENT ADVISORY FIRM; REGISTERED ASSOCIATE; 01/16/2025; 40 HOURS/WEEK. 3) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; REGISTERED ASSOCIATE; 01/2025 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities. 4) Quantum Portfolio Management; Investment Related; New York, New York; Portfolio management services; Investment Consultant; 06/2026; assisting in development of investment models, portfolio management, and system integration; 2 Hours/Month during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-13 |
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