Jeffrey Scott Panik

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2017
  Ameriprise Financial
  Alpharetta, GA
• 11/2017 → 08/2023
  Lpl Financial, Llc
  Kennesaw, GA
• 11/2017 → 12/2019
  Ifg Advisory, Llc
  Kennesaw, GA
• 12/2019 → 08/2023
  Independent Advisor Alliance, Llc
  Kennesaw, GA
• 08/2023 → 11/2024
  Private Client Services
  Kennesaw, GA
• 08/2023 → 11/2024
  Rfg Advisory, Llc, Dba Balance Wealth Partners
  Kennesaw, GA
• 02/2024 → Present
  Financial Literacy First, Llc
  Atlanta, GA
• 11/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 11/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-08-31 → 2024-11-14
  Rfg Advisory, Llc
  Kennesaw, GA
• 2019-12-11 → 2023-09-07
  Independent Advisor Alliance, Llc
  Kennesaw, GA
• 2017-11-17 → 2019-12-13
  Ifg Advisory, Llc
  Kennesaw, GA
  Atlanta, GA
• 2013-09-12 → 2017-11-17
  Ameriprise Financial Services, Llc
  Alpharetta, GA
  Atlanta, GA
• 2007-12-05 → 2013-09-06
  Invest Financial Corporation
  Marietta, GA
  Marietta, GA
  Smyrna, GA
  Marietta, GA
  Appleton, WI
• 2006-06-20 → 2007-11-26
  Investment Professionals, Inc.
  Smyrna, GA
  Smyrna, GA
  Marietta, GA
  Marietta, GA
  Marietta, GA
  San Antonio, TX
• 2003-07-31 → 2004-10-29
  Wells Fargo Clearing Services, Llc
  Canton, GA
• 2003-01-17 → 2003-07-18
  Ubs Financial Services Inc.
  Atlanta, GA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2000 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: FINANCIAL LITERACY FIRST, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: PUBLISHING AND MARKETING BOOKS START DATE: 02/2024 APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: AUTHOR/PRESIDENT BRIEF DESCRIPTION OF DUTIES: FINANCIAL LITERACY BOOK SALES AND MARKETING 3. NAME OF OTHER BUSINESS: BALANCE WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES TO CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-02
• S63 Uniform Securities Agent State Law Examination
  1999-10-28

Designations

• Certified Financial Planner

Other Names

• Jeff Panik