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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-02 |
Branch Locations
4018 Oleander Drive Suite 102, Wilmington, NC 28403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage | Cincinnati | OH | 08/2023 | 12/2023 |
| Western Southern Life | Wilmington | NC | 06/2023 | 08/2023 |
| Bmw Of Wilmington | Wilmington | NC | 07/2021 | 05/2022 |
| Plantation Village | Wilmington | NC | 04/2019 | 07/2021 |
| Surf City Surf Shop | Wrightsville Beach | NC | 05/2018 | 06/2023 |
| Poe's Tavern | Wrightsville Beach | NC | 05/2017 | 05/2018 |
| Unemployed Student | Wilmington | NC | 01/2013 | 05/2017 |
| Pathfinder Wealth Consulting | Wilmington | NC | 01/2024 | Present |
| Commonwealth Financial Network | Waltham | MA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-29 |
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