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Isaac James Rico

Fifth Third Securities, Inc.

Houston, TX

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-10
NC RA APPROVED 2025-01-17
SC RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2026-08-10
  • NC RA
    APPROVED
    Since 2025-01-17
  • SC RA
    APPROVED
    Since 2024-04-03

Branch Locations

2 Riverway Drive Suite 1400, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Greenville SC 10/2021 Present
Connectivity Source A T-Mobile Retailer Amherst OH 08/2019 09/2021
Specialty Hospitals Of Lorain Amherst OH 10/2018 08/2019
Olde Town Pizza Amherst OH 03/2018 09/2018
Gnc Live Well Elyria OH 04/2014 02/2018
Lorain County Community College Elyria OH 08/2013 05/2017
Fifth Third Securities Greenville SC 07/2023 Present
  • 10/2021 → Present
    Fifth Third Bank
    Greenville, SC
  • 08/2019 → 09/2021
    Connectivity Source A T-Mobile Retailer
    Amherst, OH
  • 10/2018 → 08/2019
    Specialty Hospitals Of Lorain
    Amherst, OH
  • 03/2018 → 09/2018
    Olde Town Pizza
    Amherst, OH
  • 04/2014 → 02/2018
    Gnc Live Well
    Elyria, OH
  • 08/2013 → 05/2017
    Lorain County Community College
    Elyria, OH
  • 07/2023 → Present
    Fifth Third Securities
    Greenville, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-03
S63 Uniform Securities Agent State Law Examination 2023-12-19
  • S65 Uniform Investment Adviser Law Examination
    2024-04-03
  • S63 Uniform Securities Agent State Law Examination
    2023-12-19

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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