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5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-08-08 |
| KS | RA | APPROVED | 2023-08-08 |
Branch Locations
5700 W. 112Th St. Ste. 500, Overland Park, KS 66219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors-Ic | Overland Park | KS | 07/2023 | Present |
| Van Bruggen & Vande Vegte | Orange City | IA | 10/2012 | Present |
1) Van Bruggen & Vande Vegte; not investment-related; Orange City, IA; CPA firm; Partner; start date: 10/2012 2) Catalina Farms, LLP; not investment-related; farmland rental company; Partner; start date: 12/2020; 1 hr/month 3)Catalina Capital Consortium, Investment related: Y, biotech company, member, 01/16/2025, 0 hours per month, 0 hours during trading hours, holds investment in Cytotheryx.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-04 |
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