Best Investors Account Sign in

Noah Leslie Terrill

Ubs Financial Services Inc.

Dallas, TX

CRD 7792675

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-07-30

Branch Locations

100 Crescent Court Suite 600, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westmont College Santa Barbara CA 08/2016 06/2020
Surf N Wear's Beach House Santa Barbara CA 06/2020 06/2021
Jim Peterson Construction Inc Santa Barbara CA 06/2021 07/2023
The Terrill Group Llc. Dallas TX 08/2023 09/2023
Ubs Financial Services Dallas TX 08/2023 Present
  • 08/2016 → 06/2020
    Westmont College
    Santa Barbara, CA
  • 06/2020 → 06/2021
    Surf N Wear's Beach House
    Santa Barbara, CA
  • 06/2021 → 07/2023
    Jim Peterson Construction Inc
    Santa Barbara, CA
  • 08/2023 → 09/2023
    The Terrill Group Llc.
    Dallas, TX
  • 08/2023 → Present
    Ubs Financial Services
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-30
  • S66 Uniform Combined State Law Examination
    2024-07-30

View on SEC IAPD

Nearby Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL

Nearby Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry

Nearby Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX

More in Dallas, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor