Luis Humberto Recio

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2023 → 02/2026
  Empower Financial Services
  Charlotte, NC
• 05/2021 → 08/2023
  Principal Financial Group
  Charlotte, NC
• 05/2019 → 05/2021
  Allstate Insurance
  Charlotte, NC
• 12/2015 → 05/2019
  Mcdonald's
  Charlotte, NC
• 06/2016 → 05/2019
  Self-Employed
  Charlotte, NC
• 08/2013 → 06/2017
  Independence High School
  Charlotte, NC
• 11/2023 → Present
  Domino's Pizza
  Charlotte, NC
• 02/2026 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 02/2026 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 05/2026 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: DOMINO'S PIZZA NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: RESTAURANT POSITION: DELIVERY DRIVER START DATE: 11/2023 APPROXIMATE HOURS/MONTH: 64 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVER FOOD TO CUSTOMERS

Exams

• S66 Uniform Combined State Law Examination
  2026-05-08
• S63 Uniform Securities Agent State Law Examination
  2024-12-11

Other Names

• Luis Esquivelrecio
• Luis Humberto Esquivel Recio
• Luis Esquivel Recio
• Luis H Esquivel
• Luis Humberto Esquivelrecio
• Luis Esquivel
• Luis H Esquivelrecio