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Alexander David Winter

Osaic Wealth, Inc.

Livermore, CA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-14
  • CA RA
    APPROVED
    Since 2024-05-14

Branch Locations

4049 1St St Ste 141, Livermore, CA 94551-4986 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beckman Investments Securities Livermore CA 08/2023 Present
Unemployed Stockton CA 11/2022 08/2023
Extended Travel Lisbon 09/2022 11/2022
Papapavlos Bistro And Bar Stockton CA 02/2022 09/2022
University Of Southern California Los Angeles CA 08/2021 01/2022
Papapavlos Bistro And Bar Stockton CA 07/2020 07/2021
St. Mary's High School Stockton CA 08/2016 06/2020
Osaic Wealth Inc Livermore CA 05/2024 Present
  • 08/2023 → Present
    Beckman Investments Securities
    Livermore, CA
  • 11/2022 → 08/2023
    Unemployed
    Stockton, CA
  • 09/2022 → 11/2022
    Extended Travel
    Lisbon
  • 02/2022 → 09/2022
    Papapavlos Bistro And Bar
    Stockton, CA
  • 08/2021 → 01/2022
    University Of Southern California
    Los Angeles, CA
  • 07/2020 → 07/2021
    Papapavlos Bistro And Bar
    Stockton, CA
  • 08/2016 → 06/2020
    St. Mary's High School
    Stockton, CA
  • 05/2024 → Present
    Livermore, CA
Other Businesses

1. BECKMAN INVESTMENT SECURITIES POSITION: Investment Professional NATURE: Sole proprietorship owned by Kenneth Dammel INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/13/2024 ADDRESS: 4049 1st Street, Suite 141, Livermore CA 94551, United States DESCRIPTION: Started selling securities as an investment professional selling securities as an investment profession.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-05-13

View on SEC IAPD

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