Best Investors Account Sign in

Lynn K. Opp

Raymond James & Associates, Inc.

Horseshoe Bay, TX

Walnut Creek, CA

CRD 3202001

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-25
CA RA APPROVED 2009-04-07
  • TX RA
    APPROVED_RES
    Since 2019-04-25
  • CA RA
    APPROVED
    Since 2009-04-07

Branch Locations

Horseshoe Bay, TX • United States

2999 Oak Road Suite 1030, Walnut Creek, CA 94597 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Walnut Creek CA 04/2009 01/2023
Raymond James & Associates, Inc. Horseshoe Bay TX 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-30
S63 Uniform Securities Agent State Law Examination 1999-04-26
  • S65 Uniform Investment Adviser Law Examination
    1999-04-30
  • S63 Uniform Securities Agent State Law Examination
    1999-04-26
Other Names
  • Lynn Judith Kent
  • Lynn J. Kent
  • Lynn K Opp

View on SEC IAPD

More in Horseshoe Bay, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor