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Spencer Lynn Yackee

Yackee Potempa & Smalley Asset Management

Fort Wayne, IN

CRD 7792051

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Employer firm

Yackee Potempa & Smalley Asset Management CRD 331073

$463.3K regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Yackee Potempa & Smalley Asset Management

116 E. Berry St. Suite 1120, Fort Wayne, IN 46802 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-02-19
  • IN RA
    APPROVED
    Since 2026-02-19

Branch Locations

116 E Berry St Suite 1120, Fort Wayne, IN 46802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Entrust Capital Management United States IN 05/2023 06/2024
Bmw Of Fort Wayne Fort Wayne IN 09/2021 05/2023
Cardinal Ig Fremont IN 05/2021 09/2021
Domino's Pizza Angola IN 05/2020 08/2020
Pizza Hut Of Fort Wayne Angola IN 10/2018 03/2020
Purdue University Fort Wayne IN 08/2020 05/2021
Fremont Community Schools Fremont IN 08/2007 05/2020
Hatfield Insurance Services Fort Wayne IN 07/2024 12/2025
Spencer Lynn Yackee Fort Wayne IN 12/2025 Present
  • 05/2023 → 06/2024
    Entrust Capital Management
    United States, IN
  • 09/2021 → 05/2023
    Bmw Of Fort Wayne
    Fort Wayne, IN
  • 05/2021 → 09/2021
    Cardinal Ig
    Fremont, IN
  • 05/2020 → 08/2020
    Domino's Pizza
    Angola, IN
  • 10/2018 → 03/2020
    Pizza Hut Of Fort Wayne
    Angola, IN
  • 08/2020 → 05/2021
    Purdue University
    Fort Wayne, IN
  • 08/2007 → 05/2020
    Fremont Community Schools
    Fremont, IN
  • 07/2024 → 12/2025
    Hatfield Insurance Services
    Fort Wayne, IN
  • 12/2025 → Present
    Spencer Lynn Yackee
    Fort Wayne, IN
Previous Registrations
Other Businesses

Spencer Lynn Yackee is an independent licensed life and health insurance agent. This line of business is deemed to be investment-related. Mr. Yackee started this line of business in December of 2025 and specializes in health insurance, particularly in Medicare and Affordable Care Act Marketplace policies. Mr. Yackee is appointed with and compensated directly by several different and competing insurance carriers. Mr. Yackee headquarters his insurance practice at 116 E. Berry St. Suite 1120, Fort Wayne, IN 46802, and devotes approximately 120 hours per month, approximately 90 of which are during securities trading hours, to that enterprise.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01

View on SEC IAPD

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