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Current Employers
Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-06-25
  • IL RA
    APPROVED
    Since 2025-06-25

Branch Locations

50 South Lasalle, Chicago, IL 60603 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Chicago IL 07/2023 06/2025
Jpmorgan Securities Llc Chicago IL 07/2023 06/2025
Crowe South Bend IN 01/2023 04/2023
Crowe South Bend IN 06/2022 08/2022
Teachers Credit Union South Bend IN 05/2021 05/2022
Indiana University South Bend South Bend IN 02/2019 12/2021
Hamilton Grove Healthcare And Rehabilitation New Prairie IN 06/2020 11/2020
1St Source Bank South Bend IN 04/2019 06/2019
Sullivan Palatek Michigan City IN 03/2017 06/2019
Winn Machine La Porte IN 04/2018 06/2018
Unemployed Rolling Prairie IN 12/2015 02/2017
Unemployed Rolling Prairie IN 09/2022 12/2022
Unemployed Rolling Prairie IN 05/2023 06/2023
Northern Trust Securities, Inc. Chicago IL 06/2025 Present
  • 07/2023 → 06/2025
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 07/2023 → 06/2025
    Jpmorgan Securities Llc
    Chicago, IL
  • 01/2023 → 04/2023
    Crowe
    South Bend, IN
  • 06/2022 → 08/2022
    Crowe
    South Bend, IN
  • 05/2021 → 05/2022
    Teachers Credit Union
    South Bend, IN
  • 02/2019 → 12/2021
    Indiana University South Bend
    South Bend, IN
  • 06/2020 → 11/2020
    Hamilton Grove Healthcare And Rehabilitation
    New Prairie, IN
  • 04/2019 → 06/2019
    1St Source Bank
    South Bend, IN
  • 03/2017 → 06/2019
    Sullivan Palatek
    Michigan City, IN
  • 04/2018 → 06/2018
    Winn Machine
    La Porte, IN
  • 12/2015 → 02/2017
    Unemployed
    Rolling Prairie, IN
  • 09/2022 → 12/2022
    Unemployed
    Rolling Prairie, IN
  • 05/2023 → 06/2023
    Unemployed
    Rolling Prairie, IN
  • 06/2025 → Present
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-10
  • S63 Uniform Securities Agent State Law Examination
    2022-12-10
Designations
Other Names
  • Brent Richard Newcomb

View on SEC IAPD

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