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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-06-03 |
Branch Locations
222 West Adams Suite 2450, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Capital Management | Saratoga Springs | NY | 06/2026 | Present |
| Rockefeller Financial Llc | Saratoga Springs | NY | 06/2026 | Present |
| Lilac Lawn & Landscape Llc | Rochester | NY | 03/2020 | 11/2022 |
| Unemployed | Pittsford | NY | 11/2022 | 11/2023 |
| Pittsford Central School District | Pittsford | NY | 07/2019 | 08/2019 |
| Suny Geneseo | Pittsford | NY | 08/2019 | 03/2020 |
| Pittsford Mendon High School | Pittsford | NY | 01/2016 | 07/2019 |
| Guardian Life Insurance Company | Pittsford | NY | 11/2023 | 04/2026 |
| Park Avenue Securities | Pittsford | NY | 05/2025 | 04/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-27 |
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