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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-03
  • MA RA
    APPROVED
    Since 2023-11-03

Branch Locations

Boston, MA • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

197 Clarendon Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 07/2023 Present
John Hancock Investment Management Distributors Llc Boston MA 07/2023 Present
Admarketplace New York NY 06/2022 08/2022
Full Fime Education Hebron CT 08/2006 05/2023
  • 07/2023 → Present
    John Hancock
    Boston, MA
  • 07/2023 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 06/2022 → 08/2022
    Admarketplace
    New York, NY
  • 08/2006 → 05/2023
    Full Fime Education
    Hebron, CT
Other Businesses

a. OBA Name: Gilead Title Services, LLC b. Investment-related? No c. OBA Address: 68 Knollwood Dr, Hebron CT, 06248 d. OBA Nature: Search Mortgage releases for title insurance company e. Position, Title, or Relationship with the OBA: Assoc./Family Member f. OBA Start Date: 01/02/2024 g. Approximate number of hours/month devoted to the OBA: 6 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Searching mortgage releases through town halls, returning them to the title insurance companies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2023-10-18

View on SEC IAPD

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