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Geovanni Waymon James

Occidental Asset Management, LLC

Burlingame, CA

Altamonte Springs, FL

CRD 7791532

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Employer firm

Occidental Asset Management, LLC CRD 168650

$1.07B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Occidental Asset Management, Llc

301 California Drive #9, Burlingame, CA 94010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-07
  • FL RA
    APPROVED
    Since 2023-09-07

Branch Locations

301 California Drive #9, Burlingame, CA 94010 • United States

711 Ballard St Suite 2000, Altamonte Springs, FL 32701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Occidental Asset Management, Llc Burlingame CA 02/2022 Present
Student Lubbock TX 01/2012 01/2022
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-12
  • S65 Uniform Investment Adviser Law Examination
    2023-08-12

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
JARIS ASSET MANAGEMENT
HOMEBREW VENTURES

Nearby Investors

KONSTANTINOS STATHOPOULOS
ASEL VLADYCHKIN
JONATHAN REYNOLDS

Nearby Offices

STRATEGIC ADVISERS LLC · BURLINGAME, CA
JARIS ASSET MANAGEMENT · BURLINGAME, CA
HOMEBREW VENTURES · BURLINGAME, CA

More in Burlingame, CA

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