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Employer firm

Mariva Global Asset Management, LLC CRD 285674

$129M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Mariva Global Asset Management, Llc

150 Se 2Nd Ave Ph 3, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-25
  • FL RA
    APPROVED
    Since 2025-06-25

Branch Locations

Riverside, CT • United States

150 Se 2Nd Ave Ph 3, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc New York NY 10/2011 09/2018
Ubs Securities Llc New York NY 09/2018 09/2020
Citigroup New York NY 10/2020 12/2022
Mariva Capital Markets, Llc Miami FL 07/2023 Present
Unemployed Unemployed CT 01/2023 06/2023
Mariva Global Asset Management Llc Miami FL 07/2023 Present
  • 10/2011 → 09/2018
    Morgan Stanley & Co. Llc
    New York, NY
  • 09/2018 → 09/2020
    Ubs Securities Llc
    New York, NY
  • 10/2020 → 12/2022
    Citigroup
    New York, NY
  • 07/2023 → Present
    Mariva Capital Markets, Llc
    Miami, FL
  • 01/2023 → 06/2023
    Unemployed
    Unemployed, CT
  • 07/2023 → Present
    Miami, FL
Other Businesses

Mariva Capital Markets. Investment Related. Broker-Dealer. Managing Director. 07/2023. 20 hrs per week during trading hours. broker-dealer representative. Mr. Grethel is registered with Mariva Global Asset Management LLC. (affiliated Investment related business), located at 150 SE 2nd Ave, Suite PH-4 Miami, FL 33131. Mr. Grethel will split his time between Mariva Capital Markets and Mariva Global Asset Management, devoting substantially all of his time to these businesses during securities trading hours. Mr. Grethel will also be conducting Private Securities Transactions in a limited capacity and specific to employment with Mariva Global Asset Mngt LLC. Mr. Grethel is required to conduct his selling activities through MCM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-20
S63 Uniform Securities Agent State Law Examination 2011-12-21
  • S65 Uniform Investment Adviser Law Examination
    2024-02-20
  • S63 Uniform Securities Agent State Law Examination
    2011-12-21

View on SEC IAPD

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