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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-13 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Walnut Creek | CA | 01/2026 | Present |
| Massmutual Life Insurance Co | Walnut Creek | CA | 10/2025 | Present |
| Ubs Financial Services, Inc. | Walnut Creek | CA | 10/2023 | 06/2024 |
| Student | San Luis Obispo | CA | 12/2015 | 06/2023 |
| Unemployment | Walnut Creek | CA | 06/2023 | 10/2023 |
| Unemployment | Walnut Creek | CA | 06/2024 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
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