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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-13
  • CA RA
    APPROVED
    Since 2026-05-13

Branch Locations

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Walnut Creek CA 01/2026 Present
Massmutual Life Insurance Co Walnut Creek CA 10/2025 Present
Ubs Financial Services, Inc. Walnut Creek CA 10/2023 06/2024
Student San Luis Obispo CA 12/2015 06/2023
Unemployment Walnut Creek CA 06/2023 10/2023
Unemployment Walnut Creek CA 06/2024 10/2025
  • 01/2026 → Present
    Walnut Creek, CA
  • 10/2025 → Present
    Massmutual Life Insurance Co
    Walnut Creek, CA
  • 10/2023 → 06/2024
    Ubs Financial Services, Inc.
    Walnut Creek, CA
  • 12/2015 → 06/2023
    Student
    San Luis Obispo, CA
  • 06/2023 → 10/2023
    Unemployment
    Walnut Creek, CA
  • 06/2024 → 10/2025
    Unemployment
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-07
  • S66 Uniform Combined State Law Examination
    2026-05-07
Other Names
  • Oyuka Tserennadmid

View on SEC IAPD

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