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James Andrew Ainsworth

Thrivent Investment Management Inc.

Gilbert, AZ

Mesa, AZ

CRD 7791012

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-20
AZ RA APPROVED 2023-10-10
  • TX RA
    APPROVED
    Since 2023-10-20
  • AZ RA
    APPROVED
    Since 2023-10-10

Branch Locations

Gilbert, AZ • United States

2941 N Power Rd Suite 105, Mesa, AZ 85215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Queen Creek AZ 05/2023 08/2023
University Of Wyoming Laramie WY 06/2022 05/2023
Ainsworth Consulting Group Chandler AZ 10/2009 06/2022
Thrivent Investment Management Inc. Mesa AZ 08/2023 Present
Thrivent Financial Appleton WI 08/2023 02/2024
Thrivent Financial Appleton WI 02/2024 Present
  • 05/2023 → 08/2023
    Unemployed
    Queen Creek, AZ
  • 06/2022 → 05/2023
    University Of Wyoming
    Laramie, WY
  • 10/2009 → 06/2022
    Ainsworth Consulting Group
    Chandler, AZ
  • 08/2023 → Present
    Mesa, AZ
  • 08/2023 → 02/2024
    Thrivent Financial
    Appleton, WI
  • 02/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

SOUTHWEST LEADERSHIP ACADEMY POSITION: Treasurer NATURE: Non-Profit Charter High School for at risk youth. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2021 ADDRESS: 4301 W Fillmore St, Phoenix AZ 85043, United States DESCRIPTION: 1 of 5 school board members. I have voting rights on school board agenda's. I do not have purchasing rights or access to any funds of the non-profit.As treasurer I review the financial statements and vote with other four board members on approval of budgets. AINSWORTH CONSULTING GROUP LLC POSITION: Sole Member NATURE: Prior LLC that I used for a small business. No current business activities. LLC is still active. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/04/2006 ADDRESS: 4636 E Carriage Ct, Gilbert AZ 85297, United States DESCRIPTION: Managing all business affairs including financials, hiring, and management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-05
  • S66 Uniform Combined State Law Examination
    2023-10-05
Other Names
  • Drew Ainsworth

View on SEC IAPD

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