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Darren Lee Carter

Neuberger Berman Bd LLC

Austin, TX

Chicago, IL

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-10
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2015-10-29
  • TX RA
    APPROVED
    Since 2022-01-10
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2015-10-29

Branch Locations

Austin, TX • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc New York NY 01/2015 Present
  • 01/2015 → Present
    Neuberger Berman Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-26
  • S66 Uniform Combined State Law Examination
    2015-10-26

View on SEC IAPD

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