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Nikolette Marie Cautilli

Wells Fargo Clearing Services, LLC

Linwood, NJ

Wayne, PA

CRD 7790712

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-26
FL RA APPROVED 2024-09-06
TX RA APPROVED 2024-01-06
PA RA APPROVED 2023-11-18
  • NJ RA
    APPROVED
    Since 2025-09-26
  • FL RA
    APPROVED
    Since 2024-09-06
  • TX RA
    APPROVED
    Since 2024-01-06
  • PA RA
    APPROVED
    Since 2023-11-18

Branch Locations

1201 New Rd, Ste 207 Cornerstone Commerce Center, Linwood, NJ 08221 • United States

955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Chesterbrook PA 07/2023 Present
Unemployed Margate NJ 02/2013 05/2023
Flagler College Saint Augustine FL 08/2019 05/2023
  • 07/2023 → Present
    Wells Fargo Clearing Services, Llc
    Chesterbrook, PA
  • 02/2013 → 05/2023
    Unemployed
    Margate, NJ
  • 08/2019 → 05/2023
    Flagler College
    Saint Augustine, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-18
  • S66 Uniform Combined State Law Examination
    2023-11-18

View on SEC IAPD

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Nearby Offices

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WELLS FARGO CLEARING SERVICES, LLC · LINWOOD, NJ
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