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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-01 |
Branch Locations
233 Middle Street Suite 211, New Bern, NC 28560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
| Sas | Cary | NC | 02/2018 | 07/2026 |
| United States Army | Fort Bragg | NC | 07/2009 | 02/2018 |
| Legacy Financial Advisors | New Bern | NC | 07/2023 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2023 | Present |
1. NAME OF OTHER BUSINESS: LEGACY FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: 310 CRAVEN STREET SUITE 2 NEW BERN NC NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-22 |
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