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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-02
  • FL RA
    APPROVED
    Since 2026-02-02

Branch Locations

Port St. Lucie, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pero Family Farms Delray Beach FL 06/2019 01/2024
Pie Guys South Haven MI 07/2006 12/2017
Lyons Industries Dowagiac MI 02/2016 06/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 12/2023 09/2024
Northwestern Mutual Investment Services Llc Palm Bch Gdns FL 12/2023 09/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2024 09/2024
Empower Financial Services, Inc Greenwood Village CO 11/2024 Present
Dba Pie Guys Bakery Port Saint Lucie FL 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 06/2019 → 01/2024
    Pero Family Farms
    Delray Beach, FL
  • 07/2006 → 12/2017
    Pie Guys
    South Haven, MI
  • 02/2016 → 06/2019
    Lyons Industries
    Dowagiac, MI
  • 12/2023 → 09/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2023 → 09/2024
    Northwestern Mutual Investment Services Llc
    Palm Bch Gdns, FL
  • 05/2024 → 09/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Dba Pie Guys Bakery
    Port Saint Lucie, FL
  • 11/2025 → Present
    Greenwood Village, CO
Other Businesses

Pie Guys Bakery: Home based bakery, working exclusively on the weekend for the production of pies and pastries sold directly to consumers. Licensed under the State of Florida's cottage food law.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
S63 Uniform Securities Agent State Law Examination 2023-12-14
  • S66 Uniform Combined State Law Examination
    2025-11-29
  • S63 Uniform Securities Agent State Law Examination
    2023-12-14
Other Names
  • James Jessup

View on SEC IAPD

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