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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-23 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 07/2024 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 07/2024 | Present |
| Winston Salem State University | Winston Salem | NC | 08/2023 | 05/2024 |
| Wells Fargo Bank | Charlotte | NC | 06/2023 | 08/2023 |
| Winston Salem State University | Winston Salem | NC | 01/2022 | 06/2023 |
| Ups | Columbus | OH | 08/2021 | 01/2022 |
| Berklee College Of Music | Boston | MA | 08/2020 | 08/2021 |
| Fort Hayes Highschool | Columbus | OH | 08/2019 | 08/2020 |
| H&M | Columbus | OH | 06/2019 | 08/2019 |
| Fort Hayes Highschool | Columbus | OH | 08/2018 | 06/2019 |
| Beechcroft Highschool | Columbus | OH | 08/2016 | 06/2019 |
Currency of Heaven ; not investment related; Westerville, Ohio; Apparel Business; 100% Owner; Start date 7/21/2023; 24 hours a month to this business; zero hours during trading hours; HAVE LIFE CHURCH ; NOT INV RELATED;CHARLOTTE ,NC; RELIGIOUS ENTITY; MUSICIAN ; START DATE: 04/05/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 2024-12-02 |
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