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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-04-04 |
Branch Locations
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/2004 | 05/2019 |
| Simplicity Financial Investment Services, Inc. | Summit | NJ | 08/2019 | 12/2023 |
| Simplicity Wealth | Summit | NJ | 11/2019 | 12/2022 |
| Simplicity Group Holdings | Summit | NJ | 08/2019 | Present |
| Simplicity Financial Investment Services, Inc. | Summit | NY | 09/2019 | 12/2023 |
| Simplicity Solutions, Llc | Summit | NJ | 11/2022 | 03/2024 |
| Simplicity Wealth | Summit | NJ | 11/2019 | Present |
| The Leaders Group Inc | Littleton | CO | 09/2023 | Present |
| Retireone Investment Services, Llc | Louisville | KY | 03/2026 | Present |
1. SIMPLICITY GROUP HOLDINGS - 8/6/2019 - 475 Springfield Ave, Summit, NJ 07901 - CCO, Compliance, Invt Rel, 80 hrs/mo; 80 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-01 |
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