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Cary Michael Margolis

Bankers Life Advisory Services, Inc.

Chicago, IL

Sherman Oaks, CA

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Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-06
  • CA RA
    APPROVED
    Since 2025-06-06

Branch Locations

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation El Segundo CA 04/2011 12/2017
Western International Securities, Inc. Pasadena CA 03/2018 05/2025
Bankers Life Securities Sherman Oaks CA 06/2025 Present
Bankers Life Advisory Sherman Oaks CA 06/2025 Present
  • 04/2011 → 12/2017
    National Planning Corporation
    El Segundo, CA
  • 03/2018 → 05/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Bankers Life Securities
    Sherman Oaks, CA
  • 06/2025 → Present
    Bankers Life Advisory
    Sherman Oaks, CA
Previous Registrations
  • 2018-03-13 → 2025-05-30
    Western International Securities, Inc.
    Pasadena, CA
    Pasadena, CA
  • 2024-04-15 → 2025-05-30
    Next Financial Group, Inc.
    Pasadena, CA
    Houston, TX
    Houston, TX
  • 2015-07-08 → 2018-01-02
    National Planning Corporation
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-30
S63 Uniform Securities Agent State Law Examination 1999-06-18
  • S65 Uniform Investment Adviser Law Examination
    2014-10-30
  • S63 Uniform Securities Agent State Law Examination
    1999-06-18

View on SEC IAPD

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SUSAN MARY SHACKLETTE
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NATHANIEL MITCHELL COLEMAN
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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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