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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-06-26 |
| TX | RA | APPROVED | 2024-06-26 |
Branch Locations
2006 S. Church St, Ste A, Burlington, NC 27215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Burlington | NC | 08/2015 | 06/2024 |
| Raymond James Financial Services Advisors Inc | Burlington | NC | 09/2015 | 06/2024 |
| Ancora Wealth Partners, Llc | Burlington | NC | 05/2021 | Present |
| Lpl Financial Llc | Burlington | NC | 06/2024 | Present |
1- 06/26/2024 - Ancora Wealth Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2021 - 190 hours per month/ 10 hours during trading 2- 04/22/2026 - Ancora Real Estate Investments, LLC - Real Estate Rental - Investment Related - Burlington, NC - Start Date 04/07/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-15 |
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