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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-11-12
  • NY RA
    APPROVED
    Since 2025-11-12

Branch Locations

Phelps, NY • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Village CO 08/2023 Present
Strategic Financial Solutions Buffalo NY 09/2021 08/2023
Eagle Insurance Canandaigua NY 10/2018 09/2021
Junior/High School Canandaigua NY 08/2013 10/2018
Empower Advisory Group, Llc Greenwood Village CO 11/2025 Present
  • 08/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2021 → 08/2023
    Strategic Financial Solutions
    Buffalo, NY
  • 10/2018 → 09/2021
    Eagle Insurance
    Canandaigua, NY
  • 08/2013 → 10/2018
    Junior/High School
    Canandaigua, NY
  • 11/2025 → Present
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-08
S63 Uniform Securities Agent State Law Examination 2023-10-13
  • S66 Uniform Combined State Law Examination
    2025-11-08
  • S63 Uniform Securities Agent State Law Examination
    2023-10-13

View on SEC IAPD

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