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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-12 |
| CA | RA | APPROVED | 2025-03-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Newport Beach | CA | 10/2024 | 01/2025 |
| New York Life Insurance Co | Newport Beach | CA | 12/2023 | 01/2025 |
| Oso Creek Golf Course American Golf | Mission Viejo | CA | 09/2019 | 12/2023 |
| Shorecliffs Golf Course | San Clemente | CA | 06/2018 | 07/2019 |
| Los Amigos Golf Course | Downey | CA | 08/2015 | 06/2018 |
| J.P. Morgan Securities Llc | Irvine | CA | 01/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 01/2025 | Present |
| Unemployed | San Clemente | CA | 08/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-10-29 |
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