Best Investors Account Sign in

Julie Joe Logsden Mellor

LPl Financial LLC

Las Vegas, NV

CRD 3102193

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-10-16
  • NV RA
    APPROVED
    Since 2019-10-16

Branch Locations

Las Vegas, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Henderson NV 10/2012 Present
Gerber Kawasaki Wealth & Investment Management Santa Monica CA 06/2012 05/2018
Gerber Kawasaki Wealth & Investment Management Santa Monica CA 05/2018 11/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-03
S63 Uniform Securities Agent State Law Examination 1998-10-05
  • S65 Uniform Investment Adviser Law Examination
    2018-02-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-05
Other Names
  • Julie Joe Logsden
  • Julie Mellor
  • Julie Joe Logsden-Mellor

View on SEC IAPD

More in Las Vegas, NV

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor