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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
| CA | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Yuan Ze University- Corporate Finance Laboratory | Taoyuan City | 08/2020 | 05/2021 | |
| Uplus-Zirco Applied Materials Co. Ltd. | Taoyuan | 02/2019 | 05/2020 | |
| Franklin University | Columbus | OH | 01/2022 | 05/2023 |
| Yuan Ze University | Taoyuan City | 08/2020 | 06/2021 | |
| Yuan Ze University-University Of North Carolina Grennsboro | Taoyuan City | 02/2016 | 06/2020 | |
| Fidelity Investments | Covington | KY | 07/2023 | 07/2024 |
| Boise State University | Boise | ID | 08/2021 | 10/2021 |
| Unemployed | Fresno | CA | 08/2024 | 09/2024 |
| Boise State University | Boise | ID | 08/2021 | 12/2021 |
| Unemployed | Columbus | OH | 06/2023 | 06/2023 |
| Fidelity Investments | Seal Beach | CA | 10/2024 | Present |
| Unemployed | Taoyuan | 06/2020 | 07/2020 | |
| Unemployed | Taoyuan | 06/2021 | 07/2021 | |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-28 |
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