Joel Lee Agus

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 09/2025
  Commonwealth Financial Network
  Waltham, MA
• 09/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Sharon, MA
• 09/2025 → Present
  Raymond James Financial Services, Inc.
  Sharon, MA

Previous Registrations

• 2006-11-07 → 2025-09-15
  Commonwealth Financial Network
  Waltham, MA
  Sharon, MA
• 2002-06-10 → 2004-11-22
  Ubs Financial Services Inc.
  Boston, MA
  Boston, MA
• 2000-11-01 → 2002-05-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Burlington, VT

Other Businesses

(1)Name of Business: Highland Capital Address: 5 Post Office Sq Ste 1, Sharon, MA, 02067-1962, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I manage the company and the clients we serve.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-09

Other Names

• Joel L Agus