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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-03-16 |
Branch Locations
11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fresco Salad And Grain Bowls | San Marcos | TX | 01/2023 | 05/2023 |
| Academy Sports & Outdoors | San Marcos | TX | 03/2021 | 07/2021 |
| Doordash | San Francisco | CA | 04/2020 | 03/2021 |
| Salata | Mckinney | TX | 03/2019 | 08/2020 |
| Firo Fire Kissed Pizza | Mckinney | TX | 08/2018 | 12/2018 |
| Texas State University | San Marcos | TX | 08/2019 | 07/2023 |
| Student | Mckinney | TX | 07/2013 | 07/2019 |
| Equitable Advisors, Llc | New York | NY | 07/2023 | 01/2026 |
| Ubs Financial Services, Inc | Charlotte | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-12 |
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