William Dougherty

Employer firm

Main Street Financial Solutions, LLC CRD 305834

$2.51B regulatory AUM 37 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 07/2021
  Hartford Funds Distributors, Llc
  Wayne, PA
• 08/2021 → Present
  Main Street Financial Solutions, Llc
  Wayne, PA

Previous Registrations

• 2015-01-23 → 2021-07-28
  Hartford Funds
  Wayne, PA
  Ambler, PA
  Wayne, PA
• 2013-10-04 → 2014-12-31
  Hartford Funds
  Wayne, PA
• 2008-03-19 → 2008-11-06
  Chartwell Investment Partners
  Berwyn, PA
• 2005-09-29 → 2007-05-15
  Charles Schwab & Co., Inc.
  Radnor, PA
  Radnor, PA
• 2002-09-09 → 2005-09-20
  Lincoln Financial Distributors, Inc.
  Philadelphia, PA

Other Businesses

AS OF 01/01/2014- OBAM REALTY GROUP LLC; NON INVESTMENT-RELATED; LAFAYETTE HILL, PA; APPROXIMATELY 1 HOUR EACH MONTH; 0 HOURS DEVOTED DURING SECURITIES TRADING HOURS; PARTNER, 20% OWNER IN LLC; BUYING, SELLING AND RENTING RESIDENTIAL PROPERTIES FOR INVESTMENT. MAIN RESPONSIBILITY INCLUDES FINANCES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-31
• S63 Uniform Securities Agent State Law Examination
  2001-04-19

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• William J Dougherty
• Bill Dougherty
• William Joseph Dougherty