Stephanie Elizabeth Oesch

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 11/2021
  Ubs Financial Services Inc.
  Portland, OR
• 11/2021 → 02/2024
  First Republic Securities Company Llc
  Boston, MA
• 11/2021 → 02/2024
  First Republic Investment Management, Inc.
  Boston, MA
• 09/2023 → 02/2024
  J.P. Morgan Securities Llc
  Boston, MA
• 02/2024 → Present
  Ubs Financial Services Inc.
  Boston, MA

Previous Registrations

• 2021-11-17 → 2024-02-26
  J.P. Morgan Private Wealth Advisors Llc
  Boston, MA
• 2024-01-23 → 2024-02-23
  J.P. Morgan Securities Llc
  Boston, MA

Exams

• S66 Uniform Combined State Law Examination
  2008-10-14
• S63 Uniform Securities Agent State Law Examination
  1999-09-09

Other Names

• Stephanie Oesch
• Stephanie Elizabeth Oeschgottesman
• Stephanie E Oesch